-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cn69ZD87y6AbjXLhGJabYjNlvt1wx6vbAPEIVXitaB3FGGozsKTC2rL0NVlkV3eW /nuWMUsJ6jiFF1EHPcspqA== 0000906280-01-500038.txt : 20010208 0000906280-01-500038.hdr.sgml : 20010208 ACCESSION NUMBER: 0000906280-01-500038 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010207 GROUP MEMBERS: COURT CONRAD KATHERINE GROUP MEMBERS: THE KATHERINE C. COURT TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONRAD INDUSTRIES INC CENTRAL INDEX KEY: 0001059167 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 721416999 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60321 FILM NUMBER: 1526753 BUSINESS ADDRESS: STREET 1: 1501 FRONT ST CITY: MORGAN CITY STATE: LA ZIP: 70381 BUSINESS PHONE: 5043843060 MAIL ADDRESS: STREET 1: 1501 FRONT ST CITY: MORGAN CITY STATE: LA ZIP: 70381 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COURT CONRAD KATHERINE CENTRAL INDEX KEY: 0001127436 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1501 FRONT STREET P O BOX 790 CITY: MORGAN CITY STATE: LA ZIP: 70381 BUSINESS PHONE: 5043843060 MAIL ADDRESS: STREET 1: 1501 FRONT STREET P O BOX 790 CITY: MORGAN CITY STATE: LA ZIP: 70381 SC 13G 1 kcc.htm

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
Under the Securities Exchange Act of 1934

CONRAD INDUSTRIES, INC.
(Name of Issuer)

COMMON STOCK, $0.01 PAR VALUE
(Title of Class of Securities)

208305102
(CUSIP Number)

JUNE 10, 1998
(Date of Event Which Requires Filing of this Statement)

CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED:

[   ] Rule 13d-1(b)
[   ] Rule 13d-1(c)
[X] Rule 13d-1(d)

 

        * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

        The information required in the remainder of this cover page shall not be deemed to be "filed"; for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 


CUSIP No. 208305102


1)

Name of Reporting Person   ..........................................................

Katherine C. Court

 

I.R.S. Identification No. of Above Person (entities only)   ............

N/A


2)

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a) .......................................................................................................
(b) .......................................................................................................

N/A
N/A


 3)

SEC Use Only  ..................................................................................


 4)

Citizenship or Place of Organization   ...................................

United States of America


 Number of
Shares Bene-
ficially
Owned by
Each Reporting
Person
With
(5) Sole Voting Power ...............................................                    1,572,813*
(6) Shared Voting Power ...........................................                                   0
(7) Sole Dispositive Power ........................................                    1,572,813*
(8) Shared Dispositive Power ....................................                                   0

 9)

Aggregate Amount Beneficially Owned by Each
Reporting Person   .........................................................................


1,572,813*


 10)

Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)   .................................


N/A


 11)

Percent of Class Represented by Amount
in Row (9)   ...................................................................................


25.2%**


 12)

Type of Reporting Person (See Instructions)   ..............................

IN


* Includes 374, 216 shares held by The Katherine C. Court Trust, 268,609 shares held by The Daniel T. Conrad Trust, 268,609 shares held by The Glenn Alan Conrad Trust and 268,609 shares held by The Kenneth C. Conrad Trust.  Mr. Conrad exercises sole voting and investment control over these shares as Trustee for each of these trusts. 
**

Based upon 7,068,923 shares of Common Stock reported issued and outstanding in the issuer's quarterly report on Form 10-Q for the period ended September 30, 2000.


2

CUSIP No. 208305102


1)

Name of Reporting Person   ................................................

The Katherine C. Court Trust

 

I.R.S. Identification No. of Above Person (entities only) ...

N/A


2)

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a) .......................................................................................................
(b) .......................................................................................................

N/A
N/A


 3)

SEC Use Only  ..................................................................................


 4)

Citizenship or Place of Organization   ...................................

State of Louisiana


 Number of
Shares Bene-
ficially
Owned by
Each Reporting
Person
With
(5) Sole Voting Power ...............................................                         459,161
(6) Shared Voting Power ...........................................                                    0
(7) Sole Dispositive Power ........................................                         459,161
(8) Shared Dispositive Power ....................................                                    0

 9)

Aggregate Amount Beneficially Owned by Each
Reporting Person   .........................................................................


459,161


 10)

Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)   ..................................


N/A


 11)

Percent of Class Represented by Amount
in Row (9)   .....................................................................................


6.5*


 12)

Type of Reporting Person (See Instructions)   ...............................

OO (Trust)


*

Based upon 7,068,923 shares of Common Stock reported issued and outstanding in the issuer's quarterly report on Form 10-Q for the period ended September 30, 2000.


3


Item 1(a).         Name of Issuer:

 Conrad Industries, Inc.

 Item 1(b).        Address of Issuer's Principal Executive Offices:

1501 Front Street
Morgan City, Louisiana 70381

 Item 2(a).        Name of Person Filing:

  1. Katherine C. Court
  2. The Katherine C. Court Trust

 Item 2(b).        Address of Principal Business Office:

1501 Front Street
Morgan City, Louisiana 70381

 Item 2(c).        Citizenship:

  1. Katherine C. Court - United States of America
  2. The Katherine C. Court Trust - State of Louisiana

The persons enumerated in this Item 2(a) are sometimes hereinafter referred to individually as a "Reporting Person" and collectively as the "Reporting Persons." In connection with the filing of this Schedule 13G, the Reporting Persons have executed the Joint Filing Agreement attached as Exhibit A hereto.

Item 2(d).        Title of Class of Securities:

 Common Stock, $0.01 par value

 Item 2(e).        CUSIP Number:

 208305102

Item 3.             If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check
   
                     whether the person filing is a:

(a) [ ] Broker or dealer registered under section 15 of the Act

(b) [ ] Bank as defined in section 3(a)(6) of the Act

(c) [ ] Insurance company as defined in section 3(a)(19) of the Act

(d) [ ] Investment company registered under section 8 of the
          Investment Company Act of 1940



4

(e) [ ] An investment adviser in accordance with Section
          240.13d-1(b)(1)(ii)(E)

(f) [ ] An employee benefit plan or endowment fund in accordance
         with Section 240.13d-1(b)(1)(ii)(F)

(g) [ ] A parent holding company or control person in accordance
          with Sections 240.13d-1(b)(1)(ii)(G)

(h) [ ] A savings association as defined in section 3(b) of the
          Federal Deposit Insurance Act

(i) [ ] A church plan that is excluded from the definition of an
         investment company under section 3(c)(14) of the
         Investment Company Act of 1940

(j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J)

 Item 4.         Ownership.

1.         Katherine C. Court:

 (a)

Amount Beneficially Owned   ....................................

1,572,813*

(b)

Percent of Class  ........................................................

22.2%**
(c)

Number of shares as to which such person has:

 
(i) sole power to vote or to direct the vote ............... 1,572,813*
(ii) shared power to vote or to direct the vote ........... 0
(iii) sole power to dispose or to direct the
disposition of  .....................................................

1,572,813*
(iv) shared power to dispose or to direct the
disposition of .....................................................

0

2.         The Katherine C. Court Trust:

 (a)

Amount Beneficially Owned   ....................................

459,161*

(b)

Percent of Class  ......................................................

6.5%**
(c)

Number of shares as to which such person has:

(i) sole power to vote or to direct the vote ............... 459,161*
(ii) shared power to vote or to direct the vote ........... 0
(iii) sole power to dispose or to direct the
disposition of  .....................................................

459,161*

5


(iv) shared power to dispose or to direct the
disposition of  ........................................................

0

* Includes 374, 216 shares held by The Katherine C. Court Trust, 268,609 shares held by The Daniel T. Conrad Trust, 268,609 shares held by The Glenn Alan Conrad Trust and 268,609 shares held by The Kenneth C. Conrad Trust.  Mr. Conrad exercises sole voting and investment control over these shares as Trustee for each of these trusts. 
**

Based upon 7,068,923 shares of Common Stock reported issued and outstanding in the issuer's quarterly report on Form 10-Q for the period ended September 30, 2000.

Item 5.         Ownership of Five Percent or Less of a Class.

  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ].

Item 6.         Ownership of More than Five Percent on Behalf of Another Person.

  Of the securities reported in response to Item 4, The James P. Court Trust, of which Ms. Court is the Trustee, has the right to receive dividends from, and the proceeds from the sale of 275,497 shares, which is less than 5% of the class of subject securities.  In addition, as reported in Item 4, The Katherine C. Court Trust, of which Ms. Court is the Trustee, has the right to receive dividends from, and proceeds from the sale of 459, 161 shares, which is 6.5% of the class of subject securities.

 Item 7.       Identification and Classification of the Subsidiary Which Acquired the
                    Security Being Reported on by the Parent Holding Company.

                     N/A

Item 8.         Identification and Classification of Members of the Group.

                     N/A

Item 9.         Notice of Dissolution of Group.

                     N/A

Item 10.        Certifications.

                      N/A

6


SIGNATURE

            After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: January 18, 2001

 
/s/ Katherine C. Court
Katherine C. Court
 

THE KATHERINE C. COURT TRUST

By:                  /s/ Katherine C. Court
Katherine C. Court, Trustee
 


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EXHIBIT A

JOINT FILING AGREEMENT

        The undersigned agree that this Schedule 13G dated January 18, 2001 relating to the shares of common stock, $0.01 par value per share, of Conrad Industries, Inc., to which this Joint Filing Agreement is attached as Exhibit A, shall be filed on behalf of the undersigned.

 
/s/ Katherine C. Court
Katherine C. Court
 

THE KATHERINE C. COURT TRUST

By:                  /s/ Katherine C. Court
Katherine C. Court, Trustee

 

 

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