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Proc-Type: 2001,MIC-CLEAR
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0000906280-01-500038.txt : 20010208
0000906280-01-500038.hdr.sgml : 20010208
ACCESSION NUMBER: 0000906280-01-500038
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20010207
GROUP MEMBERS: COURT CONRAD KATHERINE
GROUP MEMBERS: THE KATHERINE C. COURT TRUST
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CONRAD INDUSTRIES INC
CENTRAL INDEX KEY: 0001059167
STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730]
IRS NUMBER: 721416999
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT:
SEC FILE NUMBER: 005-60321
FILM NUMBER: 1526753
BUSINESS ADDRESS:
STREET 1: 1501 FRONT ST
CITY: MORGAN CITY
STATE: LA
ZIP: 70381
BUSINESS PHONE: 5043843060
MAIL ADDRESS:
STREET 1: 1501 FRONT ST
CITY: MORGAN CITY
STATE: LA
ZIP: 70381
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: COURT CONRAD KATHERINE
CENTRAL INDEX KEY: 0001127436
STANDARD INDUSTRIAL CLASSIFICATION: []
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 1501 FRONT STREET P O BOX 790
CITY: MORGAN CITY
STATE: LA
ZIP: 70381
BUSINESS PHONE: 5043843060
MAIL ADDRESS:
STREET 1: 1501 FRONT STREET P O BOX 790
CITY: MORGAN CITY
STATE: LA
ZIP: 70381
SC 13G
1
kcc.htm
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
CONRAD INDUSTRIES, INC.
(Name of Issuer)
COMMON STOCK, $0.01 PAR VALUE
(Title of Class of Securities)
208305102
(CUSIP Number)
JUNE 10, 1998
(Date of Event Which Requires Filing of this Statement)
CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO
WHICH THIS SCHEDULE IS FILED:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
* The remainder of
this cover page shall be filled out for a reporting person's initial filing on
this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures
provided in a prior cover page.
The information
required in the remainder of this cover page shall not be deemed to be
"filed"; for the purpose of Section 18 of the Securities Exchange Act
of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act.
CUSIP No. 208305102
1) |
Name of Reporting Person
.......................................................... |
Katherine C. Court |
|
I.R.S. Identification No. of Above Person (entities only)
............ |
N/A |
2) |
Check the Appropriate Box if a Member of a Group
(See Instructions) |
|
|
(a)
.......................................................................................................
(b)
....................................................................................................... |
N/A
N/A |
3) |
SEC Use Only
.................................................................................. |
|
4) |
Citizenship or Place of Organization
................................... |
United States of America |
Number of
Shares Bene-
ficially
Owned by
Each Reporting
Person
With |
(5) Sole Voting Power ............................................... 1,572,813*
(6) Shared Voting Power ...........................................
0
(7) Sole Dispositive Power ........................................
1,572,813*
(8) Shared Dispositive Power ....................................
0
|
9) |
Aggregate Amount Beneficially Owned by Each
Reporting Person
......................................................................... |
1,572,813*
|
10) |
Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)
................................. |
N/A
|
11) |
Percent of Class Represented by Amount
in Row (9)
................................................................................... |
25.2%**
|
12) |
Type of Reporting Person (See Instructions)
.............................. |
IN |
*
|
Includes 374, 216 shares held by The Katherine C. Court
Trust,
268,609 shares held by The Daniel T. Conrad Trust, 268,609 shares held by The
Glenn Alan Conrad Trust and 268,609 shares held by The Kenneth C. Conrad
Trust. Mr. Conrad exercises sole voting and investment control over these
shares as Trustee for each of these trusts.
|
**
|
Based upon 7,068,923 shares of Common Stock reported
issued and outstanding in the issuer's quarterly report on Form 10-Q for the
period ended September 30, 2000.
|
2
CUSIP No. 208305102
1) |
Name of Reporting Person
................................................ |
The Katherine C. Court Trust |
|
I.R.S. Identification No. of Above Person (entities only) ... |
N/A |
2) |
Check the Appropriate Box if a Member of a Group
(See Instructions) |
|
|
(a)
.......................................................................................................
(b)
....................................................................................................... |
N/A
N/A |
3) |
SEC Use Only
.................................................................................. |
|
4) |
Citizenship or Place of Organization
................................... |
State of Louisiana |
Number of
Shares Bene-
ficially
Owned by
Each Reporting
Person
With |
(5) Sole Voting Power ...............................................
459,161
(6) Shared Voting Power ...........................................
0
(7) Sole Dispositive Power ........................................
459,161
(8) Shared Dispositive Power ....................................
0
|
9) |
Aggregate Amount Beneficially Owned by Each
Reporting Person
......................................................................... |
459,161
|
10) |
Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)
.................................. |
N/A
|
11) |
Percent of Class Represented by Amount
in Row (9)
..................................................................................... |
6.5*
|
12) |
Type of Reporting Person (See Instructions)
............................... |
OO (Trust) |
*
|
Based upon 7,068,923 shares of Common Stock reported
issued and outstanding in the issuer's quarterly report on Form 10-Q for the
period ended September 30, 2000.
|
3
Item 1(a).
Name of Issuer:
Conrad Industries, Inc.
Item 1(b).
Address of Issuer's Principal Executive Offices:
1501 Front Street
Morgan City, Louisiana 70381
Item 2(a).
Name of Person Filing:
- Katherine C. Court
- The Katherine C. Court Trust
Item 2(b).
Address of Principal Business Office:
1501 Front Street
Morgan City, Louisiana 70381
Item 2(c).
Citizenship:
- Katherine C. Court - United States of America
- The Katherine C. Court Trust - State of Louisiana
The persons enumerated in this Item 2(a) are
sometimes hereinafter referred to individually as a "Reporting Person"
and collectively as the "Reporting Persons." In connection with the
filing of this Schedule 13G, the Reporting Persons have executed the Joint
Filing Agreement attached as Exhibit A hereto.
Item 2(d).
Title of Class of Securities:
Common Stock, $0.01 par value
Item 2(e).
CUSIP Number:
208305102
Item 3.
If this statement is filed pursuant to Rules
13d-1(b), or 13d-2(b) or (c), check
whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the
Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(c) [ ] Insurance company as defined in section 3(a)(19) of
the Act
(d) [ ] Investment company registered under
section 8 of the
Investment Company Act of 1940
4
(e) [ ] An investment adviser in accordance
with Section
240.13d-1(b)(1)(ii)(E)
(f) [ ] An employee benefit plan or endowment
fund in accordance
with Section
240.13d-1(b)(1)(ii)(F)
(g) [ ] A parent holding company or control
person in accordance
with
Sections 240.13d-1(b)(1)(ii)(G)
(h) [ ] A savings association as defined in
section 3(b) of the
Federal Deposit Insurance Act
(i) [ ] A church plan that is excluded from
the definition of an
investment company under section 3(c)(14)
of the
Investment Company Act
of 1940
(j) [ ] Group, in accordance with Section
240.13d-1(b)(1)(ii)(J)
Item 4.
Ownership.
1.
Katherine C. Court:
|
(a) |
Amount Beneficially Owned
.................................... |
1,572,813* |
|
(b) |
Percent of Class ........................................................
|
22.2%** |
|
(c) |
Number of shares as to which such person has:
|
|
|
(i) |
sole power to vote or to direct the vote ............... |
1,572,813*
|
|
(ii) |
shared power to vote or to direct the vote ........... |
0
|
|
(iii) |
sole power to dispose or to direct the
disposition of ..................................................... |
1,572,813*
|
|
(iv) |
shared power to dispose or to direct the
disposition of ..................................................... |
0
|
2.
The Katherine C. Court Trust:
|
(a) |
Amount Beneficially Owned
.................................... |
459,161* |
|
(b) |
Percent of Class ......................................................
|
6.5%** |
|
(c) |
Number of shares as to which such person has:
|
|
|
(i) |
sole power to vote or to direct the vote ............... |
459,161*
|
|
(ii) |
shared power to vote or to direct the vote ........... |
0
|
|
(iii) |
sole power to dispose or to direct the
disposition of ..................................................... |
459,161*
|
5
|
(iv) |
shared power to dispose or to direct the
disposition of ........................................................ |
0
|
*
|
Includes 374, 216 shares held by The Katherine C. Court Trust,
268,609 shares held by The Daniel T. Conrad Trust, 268,609 shares held by The
Glenn Alan Conrad Trust and 268,609 shares held by The Kenneth C. Conrad
Trust. Mr. Conrad exercises sole voting and investment control over these
shares as Trustee for each of these trusts.
|
**
|
Based upon 7,068,923 shares of Common Stock reported
issued and outstanding in the issuer's quarterly report on Form 10-Q for the
period ended September 30, 2000.
|
Item 5.
Ownership of Five Percent or Less of a Class.
|
If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than 5 percent of the class of securities,
check the following [ ]. |
Item 6.
Ownership of More than Five Percent on Behalf
of Another Person.
|
Of the securities reported in response to Item 4, The
James P. Court Trust, of which Ms. Court is the Trustee, has the right to
receive dividends from, and the proceeds from the sale of 275,497 shares,
which is less than 5% of the class of subject securities. In
addition, as reported in Item 4, The Katherine C. Court Trust, of which
Ms. Court is the Trustee, has the right to receive dividends from, and
proceeds from the sale of 459, 161 shares, which is 6.5% of the class of
subject securities. |
Item 7. Identification and Classification of the
Subsidiary Which Acquired the
Security Being Reported on by the Parent
Holding Company.
N/A
Item 8.
Identification and Classification of Members
of the Group.
N/A
Item 9. Notice of Dissolution of Group.
N/A
Item 10. Certifications.
N/A
6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: January 18, 2001
|
/s/ Katherine C. Court
Katherine C. Court
|
|
THE KATHERINE C. COURT TRUST
By: /s/
Katherine C. Court
Katherine C. Court, Trustee
|
7
EXHIBIT A
JOINT FILING AGREEMENT
The
undersigned agree that this Schedule 13G dated January 18, 2001 relating to
the shares of common stock, $0.01 par value per share, of Conrad Industries,
Inc., to which this Joint Filing Agreement is attached as Exhibit A, shall be
filed on behalf of the undersigned.
|
/s/ Katherine C. Court
Katherine C. Court
|
|
THE KATHERINE C. COURT TRUST
By: /s/
Katherine C. Court
Katherine C. Court, Trustee
|
8
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